The National Law Review is a proud media sponsor of the IQPC Financial Services Compliance Summit May 25-26 in New York, NY 
Rethinking Compliance Strategies to Maximize Business Value
In the aftermath of the financial crisis, financial institutions must adhere to changing regulations and have undergone a dramatic transformation. These changes have caused a drastic shift in business practices, regulatory oversight, and litigation exposure. Companies are spending immense amounts of time, resources and money to ensure that compliance polices are meeting evolving regulatory mandates
The Financial Services Compliance Summit, led by leading legal and compliance professionals, including senior staff at the SEC, FTC and CFTC will offer expert insights on how to improve internal controls across departments.
Highlighted topics include:
- Key changes in regulations including the Dodd-Frank Wall Street Reform & Consumer Protection Act, and what it means for broker-dealers and investment advisers
- Compliance challenges facing financial services companies in this new operating environment
- Advice on the use of social media and the latest on advertising and marketing restrictions
- SEC, FINRA and CFTC enforcement and examination developments
- How to use technology to analyze and create an enterprise-wide compliance program
For Registration and Details:
- For more details and to register – click here:
- Register by April 29, 2011 for substantial discounts
