The National Law Forum

The Blog of the The National Law Review

Category Archives: Securities Law

Join the ABA for their Securities Fraud Conference in New Orleans – November 13-14

When Thursday November 13 – Friday November 14, 2014 Where The Westing New Orleans Each year this National Institute draws elite officials from both the U.S. Department of Justice and the U.S. Securities and Exchange Commission for an exclusive educational and professional forum to examine current legal and ethical issues relating to securities fraud. Program …

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Dodd-Frank Whistleblower Litigation Heating Up

The past few months have been busy for courts and the SEC dealing with securities whistleblowers. The Supreme Court’s potentially landmark decision in Lawson v. FMR LLC back in March already seems like almost ancient history.  In that decision, the Supreme Court concluded that Sarbanes-Oxley’s whistleblower protection provision (18 U.S.C. §1514A) protected not simply employees of public …

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