Category Archives: Investment
Investment Regulation Update – April 2013
The Investment Regulation Update is a periodic publication providing key regulatory and compliance information relevant to broker-dealers, investment advisers, private funds, registered investment companies and their independent boards, commodity trading advisers, commodity pool operators, futures commission merchants, major swap participants, structured product sponsors and financial institutions. This Update includes the following topics: SEC Adopts Rules to Help Protect Investors …
SEC Staff Meets with IRS to Discuss Tax Implications of a Floating Net Asset Value (NAV)
SEC staff recently met with staff members of the IRS to discuss the tax implications of adopting a floating net asset value (NAV) for money market funds. The discussion centered on the tax treatment of small gains and losses for investors in money market funds, and the IRS reportedly told the SEC there is limited …
National Law Forum
