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SEC Announces Share Class Selection Disclosure Initiative - The National Law Forum
Advertisement On February 12, 2018, the SEC Division of Enforcement announced the Share Class Selection Disclosure Initiative self-reporting initiative (the SCSD Initiative). The SCSD Initiative is in response to numerous enforcement actions filed against investment advisers for disclosure failures relating to advisers’ selection of mutual fund share classes that paid the adviser, or its related … Continue reading SEC Announces Share Class Selection Disclosure Initiative
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