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Investment Management Legal and Regulatory Update - October 2013 - The National Law Forum
Advertisement SEC Issues Guidance Update for Investment Companies that Invest in Commodity Interests and Announces New Risk and Examinations Office The staff of the Division of Investment Management has issued a Guidance Update that summarizes the views of the Division regarding disclosure and compliance matters relevant to funds that invest in commodity interests. The staff … Continue reading Investment Management Legal and Regulatory Update – October 2013
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